Regulatory Compliance Assignment, ICA, Singapore You and the other staff in the compliance team are about to undergo your annual appraisal with the head of compliance

Question 1. You and the other staff in the compliance team are about to undergo your annual appraisal with the head of compliance. Ahead of the meeting, the head of compliance has asked all her team to identify any specific…


August 9th, 2023 | ICA ASSIGNMENT

Advanced Certificate in Regulatory and Financial Crime Compliance Assignment, ICA, Singapore

Question a) You have noticed that over the past three years, the number of complaints recorded in your Singapore office has increased, year on year. You think that this may simply be because the volume of business has increased, but…


May 19th, 2023 | FINANCIAL CRIME | ICA ASSIGNMENT